Disciplinary outcome: Sally Hammond
Order by consent
In the matter of
Mrs Sally Hammond MAAT
Membership number
282210
Date
11 July 2023
Misconduct
Sally Hammond's professional or personal conduct, was found to be in breach of the Code of Professional Ethics and to have posed a risk to the public or was likely to undermine public confidence in the Association or its members; namely:
1.Between on or around April 2014 until on or around May 2022, she provided self-employed accountancy or related services to the public whilst not registered or licensed to provide such services or approved as exempt from holding a licence to provide such services.
2.Between on or around April 2014 until on or around May 2022, she provided self-employed accountancy or related services to the public without being registered with a supervisory authority for the purposes of Anti Money Laundering.
Finding
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations Team's powers under the Disciplinary Regulations.
Order
Sally Hammond is hearby:
i.Fined £2449
ii.Reprimanded; the reprimand will expire in 2 years
Consent
Sally Hammond has agreed to submit to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.
