Disciplinary outcome: Mohammed Khan
Order by consent
In the matter of
Mr Mohammed Khan MAAT AATQB
Membership number
10177214
Date
5 August 2024
Misconduct
Mohammed Khan was found to have committed an act or omission that falls short of the standards reasonably expected of him, including but not limited to those matters listed in the Code of Professional Ethics, which brings, or is likely to bring, discredit tohim, the accountancy profession or AAT; namely:
- Between on or around 20 July 2020 and on or around 15 January 2024, he provided self-employed accountancy or related services to the public whilst not licensed or approved to provide such services whilst subject to a licence exemption.
- Between on or around 01 September 2021 and on or around 15 January 2024, he provided accountancy services by way of business without being appropriately supervised for Anti Money Laundering purposes, in contravention of the Money Laundering Regulations.
Finding
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations Team's powers under the Disciplinary Regulations.
Order
Mohammed Khan is hereby:
- Fined £2,930.00
- Severely Reprimanded. The severe reprimand is to remain live on Mohammed Khan’s record for three years (36 months).
Consent
Mohammed Khan is deemed to have agreed to submit to the decision of the Investigations Team in accordance with Regulation 5.3 of the Disciplinary Regulations.
