Disciplinary outcome: James Parker
Order by consent
In the matter of
Mr James Parker FMAAT
Business name
Paper Cloud, Parker Drew Ltd
Membership number
10224820
Date
20 December 2024
Misconduct
From an unknown date until on or around 04 January 2024, whilst a full member of AAT, he failed to comply with regulations (10) (28) and (31) of AAT’s Clients’ Money policy.
Finding
By reason of the conduct set out in the Allegations above, James Parker is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
The Investigation Team orders that James Parker be:
1. Fined £1,500
2. Reprimanded for 2 years
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
