Disciplinary outcome: Irina Pirtu
Order by consent
In the matter of
Mrs Irina Pirtu MAAT
Business name
Clearword Limited
Membership number
10147210
Date
23 December 2024
Misconduct
- She failed to carry out any or any adequate periodic review of her Anti-Money Laundering policies, procedures, and controls
- She failed to carry out any or any adequate ongoing monitoring in respect of one or more clients
- She failed to have in place any or any adequate Professional Indemnity Insurance coverage
- She failed to have in place any or any adequate Letters of Engagement.
Finding
By reason of the conduct set out in the Allegations above, Irina Pirtu is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
The Investigation Team orders that Irina Pirtu be:
- Fined £2500.00
- Severely reprimanded for a period of two years
Consent
The decision of the Investigations Team shall stand as an Order of the Association pursuant to Regulations 5.2 and 5.3 of the Disciplinary Regulations.
