Disciplinary outcome: Gabrielle Hume-Rothery
Order by consent
In the matter of
Mrs Gabrielle Hume-Rothery MAAT
Membership number
10162665
Date
11 September 2022
Misconduct
- For an unknown period up until 19 August 2021, she failed to carry out an adequate risk assessment and ongoing monitoring in respect of one or more clients.
- Between on or around an unspecified date in April 2021 until on or around 29 September 2021, she provided trust or company services without being registered with HMRC to legally do so.
- Between on or around an unspecified date in April 2021 until on or around 29 September 2021, she provided company secretarial services without being licensed by AAT to do so
Finding
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations team's powers under the Disciplinary Regulations.
Order
- Severely reprimanded, with the severe reprimand to remain live on her record for a period of two years/24 months.
- Fined £1,500.00.
Consent
Gabrielle Hume-Rothery has agreed to submit to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.
