Disciplinary outcome: Bridie Orrow
Order by consent
In the matter of
Mrs Bridie Orrow MAAT
Membership number
10370710
Date
26 November 2024
Misconduct
- For an unknown period until on or around 16 October 2023 she failed to carry out adequate client due diligence in respect of one or more clients.
- For an unknown period until on or around 16 October 2023 she failed to carry out and/or document an adequate risk assessment and/or ongoing monitoring in respect of one or more clients.
- For an unknown period until on or around 16 October 2023 she failed to carry out and/or document any or any adequate periodic review of her Anti-Money Laundering policies, procedures, and controls.
- For an unknown period until on or around 16 October 2023 she failed to receive and hold clients’ money in accordance with AAT’s Clients’ Money policy.
Finding
By reason of the conduct set out in the Allegations above, Bridie Orrow is guilty of misconduct pursuant to Article 21 of AAT’s Articles of Association.
Order
The Investigation Team orders that Bridie Orrow be:
- Fined £2,000.00
- Severely reprimanded for a period of two years.
