Disciplinary outcome: Benjamin Isaacs
Order by consent
In the matter of
Mr Benjamin Isaacs MAAT
Membership number
10171286
Date
23 August 2022
Misconduct
- Between on or around 16 April 2016 until on or around 28 June 2022, he provided self-employed accountancy or related services to the public whilst not licensed to provide such services or approved as exempt from holding a licence to provide such services.
- Between on or around 16 April 2016 until on or around 28 June 2022, he provided self-employed accountancy or related services to the public without being registered with a supervisory authority for the purposes of Anti Money Laundering.
Finding
Grounds for disciplinary action existed and the matter was suitable for exercise of the Investigations team's powers under the Disciplinary Regulations.
Order
- Severely reprimanded, with the severe reprimand to remain live on his record for a period of two years/24 months.
- Fined £3,717.00.
Consent
Benjamin Isaacs has agreed to submit to the decision of the Investigations Team in accordance with Regulation 6 of the Disciplinary Regulations.
